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Course Catalog

NOTE: Not all courses are approved for Continuing Education Credits in every state. If you are buying a course for State Insurance Continuing Education credit, verify that the course is available for credit in your state. View the State CE and Designation Requirements.

A B C D E F G H I J K L M N O P Q R S T U V W X Y Z
Course Code (sort by) Course Name (sort by)
1217 "State Required" Kentucky Ethics
188 1031 Exchanges Mutual Fund Switching
187 1035 Exchanges - Insurance/Annuity Tax Free Exchanges
163 401k Plans
1325 403(b) Plans
A
280 ADA and Insurance
218 Advanced Applications of Health Insurance
1338 Affordable - Annuity 2004 California CE
1336 Affordable - Annuity Four Hour California CE
420 Affordable-California Long Term Care-LTC 2004
1307 AML: Customer Identification Programs for Broker/Dealers
1308 AML: Customer Identification Programs for Mutual Funds
1302 AML: Office of Foreign Assets Control (OFAC) and Domestic Finance Rules and Regulations
1306 AML: Reporting Requirements for Financial Institutions
1304 AML: Reporting Suspicious Activity
1305 AML: Supervisory: Anti-Money Laundering
1303 AML: Urgent Issues
168 Annuities
1333 Annuities: 1035 Exchanges - Insurance/Annuity Tax Free Exchanges
1334 Annuities: Indexed Annuities
1330 Annuities: Introduction
1335 Annuities: Supervision: Sales Supervision for Variable Annuities
1331 Annuities: Understanding Variable Annuities
1332 Annuities: Variable Annuities and Suitability
167 Anti-Money Laundering
1301 Anti-Money Laundering and the USA PATRIOT Act
881329 Anti-Money Laundering Fundamentals and Life Insurance
1327 Applied Ethics in Today's Marketplace
136 Asset Allocation and Mutual Fund Investing
198 Asset-Backed Securities
B
402 Beyond Insurance (Affordable, Inc.)
183 Brokered CDs
154 Business Conduct of Registered Representatives
202 Business Insurance Training Course
265 Business Owners' and Farm Owners' Coverages
124 Business Practices of Investment Advisers
C
404 California - Property/Casualty Primer & Practices
1520 CCI Firm Element
1521 CCI Firm Element and Insurance
211 Charitable Gift Giving
171 Charitable Remainder Trusts
130 Client Account Maintenance in a Series 7 Broker/Dealer
118 Client Account Procedures
245 Commercial Auto Exposures and Coverage
268 Commercial Cause of Loss Forms
275 Commercial Inland Marine Coverages
220 Commercial Liability Insurance
259 Commercial Property and Liability Exposures
221 Commercial Property Insurance
222 Commercial Property, Liability and Package Coverages
151 Communications with the Public
255 Computers and Insurance
273 Concepts of Legal Liability & Commercial Liability Coverage
283 Concepts of Voluntary Employee Beneficiary Association Plans
108 Corporate Financial Analysis
253 Crime and Theft Insurance
1323 Current Issues 2005: Mutual Funds: Share Classes and Trading Issues
155 Customer Accounts, Trade and Settlement Practices of Securities
D
132 Derivatives, Index Options and Futures Contracts
134 Designing Individual Portfolios and Asset Allocation
115 Direct Participation Investments
213 Direct Participation Programs
164 Discount Brokerage
E
267 E-Commerce Insurance
881330 Electronic Communications within the Financial Services Regulatory Environment
285 Errors and Omissions Insurance
405 Estate Planning Basics
203 Estate Planning Training Course
881332 Ethical Insurance Representation
239 Ethics
201 Ethics and Insurance
157 Ethics and Securities Transactions
410 Ethics for Agents
160 Ethics in the Securities Industry
226 Ethics-CFP®
F
1501 Fair Lending Basics 2004
105 Federal and State Securities Regulations
236 Financial Planning Strategies
881333 Fundamentals of Financial Analysis
G
261 General Insurance Concepts
140 General Securities and Suitability
1210 Georgia Ethics
197 Global Capital Markets
209 Global Insurance
133 Government Economic Policy and World Markets
H
153 Handling Customer Accounts
881334 Hedge Funds: Overview
881335 Hedge Funds: Types and Characteristics
243 Homeowners' Insurance
111 How New Issues Are Brought to the Market
129 How to Read and Understand the Financial Pages
I
1502 Identity Theft 2004
169 Indexed Annuities
150 Individual Registration and Reporting Requirements
120 Insider Trading Regulations
190 Institutional Investing
193 Institutional Market Maker Rules (OTC)
191 Institutional Trading Regulatory Requirements
192 Institutional Trading Rules
276 Insurance Contracts and Other Legal Concepts
262 Insurance For Watercraft
217 Insurance Management and Business Principles
205 Insurance Operations
173 Internet and Email Communication Rules
215 Introduction to Investments and Personal Financial Planning
121 Investment Adviser Rules and Regulations
123 Investment Advisor Requirements and the Uniform Securities Act
143 Investment Product Compliance Requirements
142 Investment Products and Risk Tolerance
109 Investment Risk & Portfolio Analysis
125 Investment Securities
162 IRAs and SIMPLE Plans
L
301 Life Accident Health Licensing Preparation Course
141 Limited Partnerships and Suitability
104 Listed Exchanges and Their Operations
229 Long-Term Care
M
112 Macro Economic & Technical Market Analysis
114 Margin Accounts and Their Operation
135 Market Timing - A Primer
230 Mastering Non-Can Disability Insurance
264 Measuring A Fund Manager's Performance
181 Mergers and Acquisitions
1313 MF: Asset Allocation and Mutual Fund Investing
1314 MF: Current Issues
1315 MF: Customer Identification Programs for Mutual Funds
1311 MF: Mutual Fund Analysis
1319 MF: Mutual Fund Basics
1321 MF: Mutual Fund Breakpoints
1318 MF: Mutual Fund Pricing
1320 MF: Mutual Fund Switching
1317 MF: Mutual Funds and Suitability
1312 MF: Mutual Funds: An Introduction
1316 MF: Rules That Govern Mutual Funds
1310 MF: Sales Supervision of a Mutual Fund Broker/Dealer
158 Modern Portfolio Theory
172 Money Management & Wrap Accounts
238 Multi Generational Asset Planning
110 Municipal Bonds
184 Mutual Fund Analysis
145 Mutual Fund Basics
182 Mutual Fund Breakpoints
1322 Mutual Fund Case Studies
139 Mutual Funds and Suitability
N
122 NASD Compliance - An Overview
106 NASD Member Regulations
194 NASDAQ Trading Rules
1227 Nebraska Ethics
156 New and Secondary Securities Offerings
144 New Derivative and Synthetic Investments
107 NYSE Rules
O
1235 Oklahoma Ethics
113 Options
1237 Oregon Law
269 Orientation to Property/Casualty Insurance
256 Other Miscellaneous Personal Lines Policies
101 Over the Counter Securities Markets
P
244 Personal Auto Insurance Coverages
216 Personal Insurance Planning
304 Personal Lines
208 Planning for Retirement
270 Professional Liability Coverages
305 Property & Casualty Compendium
R
146 Real Estate Investment Trusts - REITS
147 Regulatory Element Prep Modules
199 Research Analysts - The Conflict of Interest Problem
204 Retirement Planning Training Course
232 Risk Management
258 Risk Management and Loss Exposures
1326 Roth 401(k) Plans
116 Rules That Govern Mutual Funds
S
119 Sales Supervision of a Mutual Fund Broker/Dealer
128 Sales Supervision of Series 7 Brokers
161 Section 20 Banks - Compliance
117 Securities Registration and Reporting Requirements
263 Selected Commercial Property Coverages
214 Selling Straight: Managing Ethical Decision Making
322 Series 22
324 Series 24
326 Series 26
306 Series 6
363 Series 63
365 Series 65
366 Series 66
307 Series 7
372 Series 72
103 Set Up and Maintenance of Client Accounts
1500 Sexual Harassment Training Course
277 Split Dollar Business Insurance
281 Stock Analysis
152 Suitability Issues and Securities Sales
881331 Supervising the Electronic Communications of Financial Services Representatives
126 Supervision of Trading and Market Making Activities
1342 Supervision: Anti-Money Laundering: Supervisory Course
1343 Supervision: Insider Trading
1341 Supervision: Sales Supervision of a Mutual Fund Broker/Dealer
148 Supervisory Regulatory Element Training Course
177 Supervisory: Anti-Money Laundering
179 Supervisory: Communications with the Public & Supervision
174 Supervisory: Insider Trading & Supervision
178 Supervisory: Interviewing, Hiring & Firing Registered Reps
175 Supervisory: Office & Representative Supervision
176 Supervisory: Suitability & Supervision
252 Suretyship, Bonds and Crime Insurance Issues
T
159 Target Marketing and the Registered Representative
102 Tax Consequences of Securities Transactions
1243 Texas Insurance Regulations and Ethics
278 The Influence of Insurance on Society and Government
207 The Living Trust
189 The USA PATRIOT Act
282 The Use of Annuities in the Marketplace
271 Time Element Coverages
210 Time Element Insurance
235 Total Insurance Planning
240 Total Personal Financial Planning
U
400 Unauthorized Entities
206 Understanding Group Insurance & Social Security
1328 Understanding Medicare and Medicaid
180 Understanding Section 529 Plans
131 Understanding Variable Annuities
284 Underwriting Insurance Policies
165 Unit Investment Trusts (UIT)
1324 Urgent Issues 2005: Anti-Money Laundering: Identifying Red Flags and Reporting Suspicious Activity
1244 Utah Ethics
V
138 Variable Annuities and Suitability
137 Variable Life Insurance and Suitability
149 Variable Products
W
251 Workers' Compensation Insurance
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