Course Catalog

NOTE: Not all courses are approved for Continuing Education Credits in every state. If you are buying a course for State Insurance Continuing Education credit, verify that the course is available for credit in your state. View the State CE and Designation Requirements.

Course Code (sort by)	Course Name (sort by)
101	Over the Counter Securities Markets
102	Tax Consequences of Securities Transactions
103	Set Up and Maintenance of Client Accounts
104	Listed Exchanges and Their Operations
105	Federal and State Securities Regulations
106	NASD Member Regulations
107	NYSE Rules
108	Corporate Financial Analysis
109	Investment Risk & Portfolio Analysis
110	Municipal Bonds
111	How New Issues Are Brought to the Market
112	Macro Economic & Technical Market Analysis
113	Options
114	Margin Accounts and Their Operation
115	Direct Participation Investments
116	Rules That Govern Mutual Funds
117	Securities Registration and Reporting Requirements
118	Client Account Procedures
119	Sales Supervision of a Mutual Fund Broker/Dealer
120	Insider Trading Regulations
121	Investment Adviser Rules and Regulations
122	NASD Compliance - An Overview
123	Investment Advisor Requirements and the Uniform Securities Act
124	Business Practices of Investment Advisers
125	Investment Securities
126	Supervision of Trading and Market Making Activities
128	Sales Supervision of Series 7 Brokers
129	How to Read and Understand the Financial Pages
130	Client Account Maintenance in a Series 7 Broker/Dealer
131	Understanding Variable Annuities
132	Derivatives, Index Options and Futures Contracts
133	Government Economic Policy and World Markets
134	Designing Individual Portfolios and Asset Allocation
135	Market Timing - A Primer
136	Asset Allocation and Mutual Fund Investing
137	Variable Life Insurance and Suitability
138	Variable Annuities and Suitability
139	Mutual Funds and Suitability
140	General Securities and Suitability
141	Limited Partnerships and Suitability
142	Investment Products and Risk Tolerance
143	Investment Product Compliance Requirements
144	New Derivative and Synthetic Investments
145	Mutual Fund Basics
146	Real Estate Investment Trusts - REITS
147	Regulatory Element Prep Modules
148	Supervisory Regulatory Element Training Course
149	Variable Products
150	Individual Registration and Reporting Requirements
151	Communications with the Public
152	Suitability Issues and Securities Sales
153	Handling Customer Accounts
154	Business Conduct of Registered Representatives
155	Customer Accounts, Trade and Settlement Practices of Securities
156	New and Secondary Securities Offerings
157	Ethics and Securities Transactions
158	Modern Portfolio Theory
159	Target Marketing and the Registered Representative
160	Ethics in the Securities Industry
161	Section 20 Banks - Compliance
162	IRAs and SIMPLE Plans
163	401k Plans
164	Discount Brokerage
165	Unit Investment Trusts (UIT)
167	Anti-Money Laundering
168	Annuities
169	Indexed Annuities
171	Charitable Remainder Trusts
172	Money Management & Wrap Accounts
173	Internet and Email Communication Rules
174	Supervisory: Insider Trading & Supervision
175	Supervisory: Office & Representative Supervision
176	Supervisory: Suitability & Supervision
177	Supervisory: Anti-Money Laundering
178	Supervisory: Interviewing, Hiring & Firing Registered Reps
179	Supervisory: Communications with the Public & Supervision
180	Understanding Section 529 Plans
181	Mergers and Acquisitions
182	Mutual Fund Breakpoints
183	Brokered CDs
184	Mutual Fund Analysis
187	1035 Exchanges - Insurance/Annuity Tax Free Exchanges
188	1031 Exchanges Mutual Fund Switching
189	The USA PATRIOT Act
190	Institutional Investing
191	Institutional Trading Regulatory Requirements
192	Institutional Trading Rules
193	Institutional Market Maker Rules (OTC)
194	NASDAQ Trading Rules
197	Global Capital Markets
198	Asset-Backed Securities
199	Research Analysts - The Conflict of Interest Problem
201	Ethics and Insurance
202	Business Insurance Training Course
203	Estate Planning Training Course
204	Retirement Planning Training Course
205	Insurance Operations
206	Understanding Group Insurance & Social Security
207	The Living Trust
208	Planning for Retirement
209	Global Insurance
210	Time Element Insurance
211	Charitable Gift Giving
213	Direct Participation Programs
214	Selling Straight: Managing Ethical Decision Making
215	Introduction to Investments and Personal Financial Planning
216	Personal Insurance Planning
217	Insurance Management and Business Principles
218	Advanced Applications of Health Insurance
220	Commercial Liability Insurance
221	Commercial Property Insurance
222	Commercial Property, Liability and Package Coverages
226	Ethics-CFP�
229	Long-Term Care
230	Mastering Non-Can Disability Insurance
232	Risk Management
235	Total Insurance Planning
236	Financial Planning Strategies
238	Multi Generational Asset Planning
239	Ethics
240	Total Personal Financial Planning
243	Homeowners' Insurance
244	Personal Auto Insurance Coverages
245	Commercial Auto Exposures and Coverage
251	Workers' Compensation Insurance
252	Suretyship, Bonds and Crime Insurance Issues
253	Crime and Theft Insurance
255	Computers and Insurance
256	Other Miscellaneous Personal Lines Policies
258	Risk Management and Loss Exposures
259	Commercial Property and Liability Exposures
261	General Insurance Concepts
262	Insurance For Watercraft
263	Selected Commercial Property Coverages
264	Measuring A Fund Manager's Performance
265	Business Owners' and Farm Owners' Coverages
267	E-Commerce Insurance
268	Commercial Cause of Loss Forms
269	Orientation to Property/Casualty Insurance
270	Professional Liability Coverages
271	Time Element Coverages
273	Concepts of Legal Liability & Commercial Liability Coverage
275	Commercial Inland Marine Coverages
276	Insurance Contracts and Other Legal Concepts
277	Split Dollar Business Insurance
278	The Influence of Insurance on Society and Government
280	ADA and Insurance
281	Stock Analysis
282	The Use of Annuities in the Marketplace
283	Concepts of Voluntary Employee Beneficiary Association Plans
284	Underwriting Insurance Policies
285	Errors and Omissions Insurance
301	Life Accident Health Licensing Preparation Course
304	Personal Lines
305	Property & Casualty Compendium
306	Series 6
307	Series 7
322	Series 22
324	Series 24
326	Series 26
363	Series 63
365	Series 65
366	Series 66
372	Series 72
400	Unauthorized Entities
402	Beyond Insurance (Affordable, Inc.)
404	California - Property/Casualty Primer & Practices
405	Estate Planning Basics
410	Ethics for Agents
420	Affordable-California Long Term Care-LTC 2004
1210	Georgia Ethics
1217	"State Required" Kentucky Ethics
1227	Nebraska Ethics
1235	Oklahoma Ethics
1237	Oregon Law
1243	Texas Insurance Regulations and Ethics
1244	Utah Ethics
1301	Anti-Money Laundering and the USA PATRIOT Act
1302	AML: Office of Foreign Assets Control (OFAC) and Domestic Finance Rules and Regulations
1303	AML: Urgent Issues
1304	AML: Reporting Suspicious Activity
1305	AML: Supervisory: Anti-Money Laundering
1306	AML: Reporting Requirements for Financial Institutions
1307	AML: Customer Identification Programs for Broker/Dealers
1308	AML: Customer Identification Programs for Mutual Funds
1310	MF: Sales Supervision of a Mutual Fund Broker/Dealer
1311	MF: Mutual Fund Analysis
1312	MF: Mutual Funds: An Introduction
1313	MF: Asset Allocation and Mutual Fund Investing
1314	MF: Current Issues
1315	MF: Customer Identification Programs for Mutual Funds
1316	MF: Rules That Govern Mutual Funds
1317	MF: Mutual Funds and Suitability
1318	MF: Mutual Fund Pricing
1319	MF: Mutual Fund Basics
1320	MF: Mutual Fund Switching
1321	MF: Mutual Fund Breakpoints
1322	Mutual Fund Case Studies
1323	Current Issues 2005: Mutual Funds: Share Classes and Trading Issues
1324	Urgent Issues 2005: Anti-Money Laundering: Identifying Red Flags and Reporting Suspicious Activity
1325	403(b) Plans
1326	Roth 401(k) Plans
1327	Applied Ethics in Today's Marketplace
1328	Understanding Medicare and Medicaid
1330	Annuities: Introduction
1331	Annuities: Understanding Variable Annuities
1332	Annuities: Variable Annuities and Suitability
1333	Annuities: 1035 Exchanges - Insurance/Annuity Tax Free Exchanges
1334	Annuities: Indexed Annuities
1335	Annuities: Supervision: Sales Supervision for Variable Annuities
1336	Affordable - Annuity Four Hour California CE
1338	Affordable - Annuity 2004 California CE
1341	Supervision: Sales Supervision of a Mutual Fund Broker/Dealer
1342	Supervision: Anti-Money Laundering: Supervisory Course
1343	Supervision: Insider Trading
1500	Sexual Harassment Training Course
1501	Fair Lending Basics 2004
1502	Identity Theft 2004
1520	CCI Firm Element
1521	CCI Firm Element and Insurance
881329	Anti-Money Laundering Fundamentals and Life Insurance
881330	Electronic Communications within the Financial Services Regulatory Environment
881331	Supervising the Electronic Communications of Financial Services Representatives
881332	Ethical Insurance Representation
881333	Fundamentals of Financial Analysis
881334	Hedge Funds: Overview
881335	Hedge Funds: Types and Characteristics

...the most progressive firms in the financial service industry are rapidly moving toward an eLearning environment.

Browse Our Courses

Total Continuing Education Credits Nationwide is over 20,000 for CFP^®, PACE and State Insurance.

Browse NOW!

State Continuing Education

Select by State for Insurance Continuing Education.